Patrick R. Vondohlen

THE VON DOHLEN KNUFFKE FINANCIAL GROUP

SAN ANTONIO, TX

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CRD#: 2982207

Professional summary

Patrick Richard Vondohlen is a registered financial advisor currently at THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC located in San Antonio, Texas.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Patrick has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE VON DOHLEN KNUFFKE FINANCIAL GROUP INC (DBA); 15% TIME SPENT; 2) THE PRACTICE SOLUTIONS GROUP-MORTGAGE SERVICES (FINANCING ACTIVITIES FOR RESIDENTIAL MORTGAGES AND COMMERCIAL LOANS); TIME SPENT 1%; OWNERSHIP 50% 3) THE VON DOHLEN KNUFFKE FINANCIAL GROUP INC-MANAGEMENT AND MARKETING COMPANY; TIME SPENT 15%; OWNERSHIP 50% 4) THE VON DOHLEN FINANCIAL GROUP INC-INSURANCE (TRADITIONAL, NON-VARIABLE); TIME SPENT 5%; OWNERSHIP 100% 5) THE PRACTICE SOLUTIONS GROUP-CONSULTING, PRATICE/BUSINESS MANAGEMENT, VALUATIONS, PHYSICIAN PLACEMENT, RECEIVE REFERRAL FEES FROM OTHER PROFESSIONALS; TIME SPENT 1%; OWNERSHIP 50% 6) PATRICK VON DOHLEN-INSURANCE (TRADITIONAL, NON-VARIABLE); TIME SPENT 3%; OWNERSHIP 100% 7) THE VON DOHLEN KNUFFKE FINANCIAL GROUP, INC-ESTATE PLANNING (CONSULTING & PLANNING) NON-LEGAL; TIME SPENT 15%; OWNERSHIP 50% 8) THE VON DOHLEN KNUFFKE FINANCIAL GROUP, INC-FINANCIAL PLANNING/CONSULTING-TIME SPENT 15%; OWNERSHIP 50% 9) THE VON DOHLEN KNUFFKE FINANCIAL GROUP, INC.; S CORPORATION; ADP PARTNER CONTRACT; OWNER; 15% TIME SPENT; 50% OWNERSHIP; UNKNOWN COMP; PRESENT TO FUTURE 10) VON DOHLEN CONSULTING GP, LLC; PARTIAL OWNER OF NURSING HOME; OWNER; 5% TIME SPENT; 50% OWNERSHIP; $0 COMP; NO TERM 11) SAN ANTONIO FAMILY ASSOCIATION; TIME SPENT 5%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Richard Vondohlen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2017 - Present

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

RIA

CRD#: 172094

SAN ANTONIO, TX

Past

January 20, 2015 - December 31, 2016

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

RIA

CRD#: 172094

SAN ANTONIO, TX

Past

May 8, 2007 - December 31, 2014

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

SAN ANTONIO, TX

Past

May 8, 2007 - December 31, 2014

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

SAN ANTONIO, TX

Past

August 23, 2006 - May 10, 2007

NEW ENGLAND SECURITIES

RIA

CRD#: 615

SAN ANTONIO, TX

Past

August 15, 2006 - May 10, 2007

NEW ENGLAND SECURITIES

CRD#: 615

SAN ANTONIO, TX

Past

March 17, 2003 - July 31, 2006

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

SAN ANTONIO, TX

Past

January 3, 1998 - July 31, 2006

NYLIFE SECURITIES LLC

CRD#: 5167

SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/31/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

CRD#: 172094 / SEC#:

Texas

Registered Investment Advisory firm - (2/22/2017 Approved)

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Contact information

Main Address

San Antonio, TX

Mailing Address

14546 Brook Hollow Blvd #402, San Antonio, TX 78232

Phone number

(210) 344-3221

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick R. Vondohlen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Richard Vondohlen's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2003

Series 63

Date: 12/23/1997

SIE

Date: 12/31/2014

Series 6

Date: 12/31/1997

Current Firm

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

Contact information

Documents

Red Flags

Company Information

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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