Ned G. Hoseth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ned Garrett Hoseth was a registered financial professional .
Ned is a previously registered financial professional and started their career in finance in 1998. Ned had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2017 - June 5, 2018
WHITAKER SECURITIES LLC
January 24, 2011 - January 17, 2013
BGC FINANCIAL, L.P.
January 30, 2009 - October 25, 2010
GFI SECURITIES LLC
November 21, 2006 - January 13, 2009
ICE BONDS SECURITIES CORPORATION
November 6, 2006 - December 7, 2006
CREDITEX GROUP, INC.
February 5, 1999 - April 11, 2003
THOMAS WEISEL PARTNERS LLC
March 9, 1998 - January 29, 1999
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WHITAKER SECURITIES LLC
CRD#: 121465 / SEC#: , 8-65419
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NICOSIA, ROSALIE MARGARET | CHIEF COMPLIANCE OFFICER, CRCP | 4239124 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
