JB
John H. Busey
LIFEMARK SECURITIES
Alpharetta, GA 30009
Some features on this profile are disabled
CRD#: 2982127
JB
Professional summary
John Howard Busey is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Alpharetta, Georgia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SAEG, INC. NOT INVESTMENT RELATED. 1955 N CREEK CIRCLE, ALPHARETTA, GA 30009. S-CORP USED TO CONTROL INCOME & EXPENSES. PRES. START: 06/05/2006. 20 HPM.
Independent insurance agent. Investment related. 12705 Century Dr., Suite A, Alpharetta, GA 30009. Occasional sale and service of life insurance. Independent Agent. 02/2005. less than 2 hrs per month. Sale and service of life insurance.
CRS (Client Relationship Summary) - RIA
Click below to view John Howard Busey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Howard Busey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2017 - Present
LIFEMARK SECURITIES CORP.
Office #1: 12705 Century Drive Suite A, Alpharetta, GA 30009Office #2: 12705 Century Drive Suite A, Alpharetta, GA 30009RIA
BD
CRD#: 16204
Alpharetta, GA
Current
August 7, 2017 - Present
LIFEMARK SECURITIES CORP.
Office #1: 12705 Century Drive Suite A, Alpharetta, GA 30009RIA
BD
CRD#: 16204
Alpharetta, GA
Past
January 25, 2005 - May 26, 2017
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
ALPHARETTA, GA
Past
January 25, 2005 - May 26, 2017
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
ALPHARETTA, GA
Past
January 9, 2002 - February 1, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
December 24, 1997 - February 11, 2000
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/14/2025)
RR
Colorado(6/23/2020)
RR
Florida(11/7/2017)
RR
Georgia(9/1/2017)
IAR
Georgia(9/1/2017)
RR
Louisiana(9/11/2017)
RR
Tennessee(8/23/2022)
RR
Texas(9/13/2017)
IAR
Texas(3/15/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
