Shyh J. Chiu
Professional summary
Shyh Jeng Chiu, CFP®, who also goes by Jeng Chiu, Shyh Jeng Chiu, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Shyh is registered as a RR (Registered Representative) and started their career in finance in 1998. Shyh has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shyh Jeng Chiu's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2025 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416August 30, 2024 - September 19, 2025
EQUITABLE DISTRIBUTORS, LLC
September 17, 2018 - July 22, 2024
CLARENDON INSURANCE AGENCY, INC.
June 7, 2018 - July 9, 2018
PRUCO SECURITIES, LLC.
January 3, 2013 - May 31, 2018
PRUCO SECURITIES, LLC.
August 5, 2011 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
October 27, 2009 - July 26, 2011
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 27, 2006 - September 18, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
July 7, 2005 - April 7, 2006
HIMCO DISTRIBUTION SERVICES COMPANY
September 24, 2003 - June 27, 2005
MML INVESTORS SERVICES, LLC
September 24, 2003 - June 27, 2005
MML INVESTORS SERVICES, LLC
April 3, 2002 - August 21, 2003
1717 CAPITAL MANAGEMENT COMPANY
July 3, 2001 - August 21, 2003
1717 CAPITAL MANAGEMENT COMPANY
January 8, 1998 - November 16, 1999
IDS LIFE INSURANCE COMPANY
January 8, 1998 - November 16, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2025)
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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