Michael D. Genthe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Dixon Genthe, who also goes by Michael Genthe, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 52 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2012 - March 6, 2013
LCG CAPITAL ADVISORS, LLC
June 23, 2009 - March 14, 2011
HARRISDIRECT LLC
September 20, 2006 - March 14, 2011
E*TRADE SECURITIES LLC
November 21, 2005 - August 28, 2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 15, 2004 - November 22, 2005
BROWNCO, LLC
May 23, 2002 - January 6, 2003
INVEST FINANCIAL CORPORATION
May 14, 2002 - January 6, 2003
INVEST FINANCIAL CORPORATION
August 10, 2001 - March 1, 2002
ALLEN & COMPANY OF FLORIDA, LLC
January 6, 1999 - August 16, 2001
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LCG CAPITAL ADVISORS, LLC
CRD#: 129311 / SEC#: , 8-66213
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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