Brian J. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian John Clark JR, who also goes by John Brian Clark Jr, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2006. Brian had worked at 4 firms and has passed the SIE exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2012 - April 4, 2019
MONADNOCK CAPITAL MANAGEMENT, LP
November 1, 2010 - February 29, 2012
TORO TRADING LLC
December 1, 2008 - September 30, 2010
CUTLER GROUP, LLC
July 25, 2006 - October 22, 2008
TD ARRANGED SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
MONADNOCK CAPITAL MANAGEMENT, LP
CRD#: 124605 / SEC#: , 8-65709
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
