Jeffrey S. Paul
Professional summary
Jeffrey Scott Paul, who also goes by Jeff Paul, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Scott Paul's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2013 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008March 19, 2007 - April 29, 2013
LINKBROKERS DERIVATIVES LLC
June 6, 2006 - March 16, 2007
TD ARRANGED SERVICES LLC
August 29, 2005 - June 9, 2006
RAYMOND C. FORBES & CO., INC.
July 27, 2005 - June 12, 2006
ON POINT EXECUTIONS, LLC
October 19, 2004 - July 21, 2005
KELLOGG CAPITAL GROUP LLC
October 31, 2002 - November 13, 2003
KELLOGG CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2013)
(4/1/2013)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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