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Christopher Towle Davis

CRD# 2981686·Registered 1998 - 2022
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Towle Davis was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1998 - 2022. Christopher had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

CTD RIA, LLC·CRD# 157671
RIA
Norfolk, VA
July 1, 2011 - December 31, 2022
HIGHTOWER ADVISORS, LLC·CRD# 145323
RIA
New York, NY
November 6, 2009 - December 3, 2010
HIGHTOWER SECURITIES, LLC·CRD# 116681
BD
Chicago, IL
November 6, 2009 - December 3, 2010
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Norfolk, VA
February 19, 1998 - November 19, 2009
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Norfolk, VA
January 30, 1998 - November 19, 2009

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Current Firm

CR
CTD RIA, LLC

CTD RIA, LLC

CRD#: 157671

Contact Information

Main Address

Norfolk, VA

Phone Number

(757) 286-4174

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AS OF DECEMBER 2010, CO-FOUNDER AND FULL-TIME CEO OF ADAVICO, INC. A START-UP SOFTWARE DEVELOPMENT COMPANY THAT IS NOT INVESTMENT-RELATED. ~200 HOURS/MONTH, INCLUDING TRADING HOURS. DUTIES ARE COMPREHENSIVE AND INCLUDE BUSINESS ADMINISTRATION, MARKETING, PRODUCT DEVELOPMENT, AND DISTRIBUTION.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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