Christopher E. Wyszynski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Eric Wyszynski, who also goes by Chris Wyszynski, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2009 - April 19, 2010
WFG INVESTMENTS, INC.
December 9, 2005 - November 30, 2007
RBC CAPITAL MARKETS CORPORATION
March 1, 2004 - November 15, 2005
HILLTOP SECURITIES INC.
January 23, 2001 - February 4, 2004
CAPIS
June 29, 1999 - January 23, 2001
RBC CAPITAL MARKETS, LLC
April 3, 1998 - May 6, 1999
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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