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Thomas Cooper Anderson

CRD# 2981396·Registered 2002 - 2022
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Cooper Anderson was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2002 - 2022. Thomas had worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years registered in the securities industry

Current & Past Employments

Past

RANDALL P MARTINPast·CRD# 108546
RIA
Atlanta, GA
May 3, 2017 - November 9, 2022
ALPS DISTRIBUTORS, INC.Past·CRD# 16853
BD
Atlanta, GA
November 26, 2007 - December 31, 2013
CREDIT SUISSE SECURITIES (USA) LLCPast·CRD# 816
BD
New York, NY
October 3, 2002 - March 17, 2006

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Current Firm

RP
RANDALL P MARTIN

RANDALL P MARTIN | RANDALL PAUL MARTIN

CRD#: 108546 / SEC#: 801-56418
RIA
Registered Investment Advisory firm - SEC (2/14/2011 Terminated)
Florida
Registered Investment Advisory firm - Florida (11/1/2022 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (12/13/2010 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Brookhaven, GA

Mailing Address

Po Box 52308, Atlanta, GA 30355

Phone Number

(404) 237-1286

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

8

AUM (Assets Under Management)

$13,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GSC AGRIBUSINESS LLC, NON-INVESTMENT RELATED, 3340 PEACHTREE RD, SUITE 1910, ATLANTA, GA 30326, LIVESTOCK, PARTNER, MARCH 2010, 60 HOURS A MONTH, 40 HOURS A MONTH DURING SECURITIES TRADING HOURS, HELP WITH INPUT WITH OPERATIONS AND STRATEGY. GREENHAVEN GROUP LLC, INVESTMENT RELATED, 3340 PEACHTREE ROAD, SUITE 1910, ATLANTA, GA 30326, GREENHAVEN GROUP IS THE MANAGER FOR GREENHAVEN FARMS LLC A COMPANY WHICH BUYS AND HOLDS FARMLAND, PARTNER, THE BUSINESS STARTED IN SEPTEMBER 2013, 10 HOURS A MONTH, TYPICALLY NOT DURING SECURITIES TRADING HOURS, DUTIES VARY BUT GENERALLY HELP TO OPTIMIZE THE PROPERTY'S CASH FLOWS AND CLOSING/PURCHASING A NEW PROPERTY WHEN IT OCCURS. GREENHAVEN ADVISORS LLC, INVESTMENT RELATED, 3340 PEACHTREE RD, SUITE 1910, ATLANTA, GA 30326, SUB-ADVISOR FOR THE WISDOMTREE CONTINUOUS COMMODITY INDEX FUND ETF (NYSE: GCC), CFO AND PARTNER, JANUARY 1 2016, 2 HOURS A MONTH, TYPICALLY ZERO HOURS DURING SECURITIES TRADING HOURS UNLESS I HAVE TO BACK UP A TRADER WHICH IS RARE, I NO LONGER HAVE DUTIES RELATED TO THE BUSINESS BUT HAVE OFFERED TO BACK UP A TRADER IF NEEDED.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2002About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Dec 2002About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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