Timothy J. Breslin

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CRD#: 2981153

Professional summary

Timothy James Breslin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Timothy is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Timothy had worked at 8 firms, which includes TARGETED FINANCIAL PLANNING LLC, B. RILEY WEALTH MANAGEMENT, B. RILEY WEALTH ADVISORS INC., RAYMOND JAMES & ASSOCIATES INC., AMERIPRISE FINANCIAL SERVICES LLC, AMERIPRISE ADVISOR SERVICES INC., JANNEY MONTGOMERY SCOTT LLC, NEW ENGLAND SECURITIES.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed to sell insurance TJB Wealth Management LLC; Investment related: Yes; 3210 Schuylkill Rd Spring City PA 19475 United States; Agent; 2023-06-29; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 1; Offer insurance products. TIMOTHY JAMES BRESLIN is Tour Manager at Wealth Management Tour LLC; Is the business investment related: No; Location of the business: 3210 Schuylkill Rd Spring City PA 19475; Description of the business: Wealth Management Tour LLC is a golf tour. The tour name is Coach Jay Elite Golf Tour and will be held at 10 different courses located in PA, NJ, & NY.; Responsibilities Duties: Tour Managers are responsible for setting up and running the golf events and registering members.; Start date with business: 2024-02-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 20; Website address for the organization: www.cjgolftour.com;

Blog Corner

CRS (Client Relationship Summary)

CRD#: 463

MEDIA, PA

Past

February 10, 1998 - May 24, 2001

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Date: 2/7/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TARGETED FINANCIAL PLANNING LLC

TARGETED FINANCIAL PLANNING LLC | TJB WEALTH MANAGEMENT LLC

CRD#: 325641 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (5/15/2023 Approved)

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Contact information

Main Address

East Stroudsburg, PA

Mailing Address

Phone number

(570) 856-8510

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	98
AUM (Assets Under Management)	$ 12,023,087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Timothy J. Breslin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH ADVISORS, INC.

B. RILEY WEALTH MANAGEMENT

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2006

Series 63

Date: 12/19/1997

SIE

Date: 10/1/2018

Series 7

Date: 7/6/2001

Series 6

Date: 2/7/1998

Current Firm

TARGETED FINANCIAL PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TARGETED FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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