Gregory E. Cartrette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Earl Cartrette, who also goes by Greg Cartrette, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 15 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2011 - February 3, 2012
PIEDMONT INVESTMENT ADVISORS, LLC
March 29, 2011 - October 4, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 28, 2011 - October 4, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 26, 2010 - February 18, 2011
PNC WEALTH MANAGEMENT LLC
April 26, 2010 - February 18, 2011
PNC WEALTH MANAGEMENT LLC
September 16, 2008 - March 19, 2010
BB&T INVESTMENT SERVICES, INC.
September 16, 2008 - March 19, 2010
BB&T INVESTMENT SERVICES, INC.
February 4, 2008 - August 15, 2008
OSAIC FS, INC.
December 10, 2007 - August 15, 2008
OSAIC FS, INC.
March 16, 2006 - December 11, 2007
ALLSTATE FINANCIAL SERVICES, LLC
March 3, 2003 - February 6, 2006
WALL STREET FINANCIAL GROUP, INC.
March 3, 2003 - February 6, 2006
WALL STREET FINANCIAL GROUP, INC.
June 21, 2000 - March 6, 2003
A. G. EDWARDS & SONS, INC.
March 28, 2000 - March 6, 2003
A. G. EDWARDS & SONS, INC.
December 10, 1999 - April 4, 2000
IDS LIFE INSURANCE COMPANY
December 10, 1999 - April 4, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
June 17, 1999 - October 4, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 23, 1998 - May 10, 1999
EDWARD JONES
January 30, 1998 - July 1, 1998
METROPOLITAN LIFE INSURANCE COMPANY
January 30, 1998 - July 1, 1998
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PIEDMONT INVESTMENT ADVISORS, LLC
CRD#: 125465 / SEC#: 801-66883
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
