Patricia N. Vaccarelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Nancy Vaccarelli, who also goes by Pat Vaccarelli, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1998. Patricia had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2014 - January 28, 2015
NATIONAL SECURITIES CORPORATION
July 24, 2014 - December 16, 2014
J.P. TURNER & COMPANY, L.L.C.
January 1, 2010 - July 27, 2012
GROVE POINT INVESTMENTS, LLC
November 10, 2006 - January 24, 2008
CINCINNATI ANALYSTS, INC.
December 12, 2002 - November 30, 2004
NEW ENGLAND SECURITIES
February 18, 1999 - December 31, 2000
MUTUAL SERVICE CORPORATION
August 20, 1998 - February 24, 1999
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
