Adam J. Gelman
Professional summary
Adam Jay Gelman is a registered financial professional currently at WESTPORT FINANCIAL SERVICES, L.L.C. located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1998. Adam has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Jay Gelman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2023 - Present
WESTPORT FINANCIAL SERVICES, L.L.C.
Office #1: 680 Fifth Avenue 5th Floor, New York, NY 10019March 31, 2010 - September 12, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 13, 2002 - March 31, 2010
PRUCO SECURITIES, LLC.
September 16, 1999 - December 13, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 30, 1998 - July 19, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WESTPORT FINANCIAL SERVICES, L.L.C.
CRD#: 38449 / SEC#: , 8-48204
Contact information
FINRA licenses (46 States and Territories)
Documents
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