Robin L. Tucker
Professional summary
Robin Lynn Tucker, CLU®, who also goes by Robin Lynn Ryan, Robin Ryan, Robin Lynn Tucker, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Canonsburg, Pennsylvania.
Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robin Lynn Tucker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robin Lynn Tucker's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2400 Ansys Drive Suite 102, Canonsburg, PA 15317July 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2400 Ansys Drive Suite 102, Canonsburg, PA 15317June 20, 2019 - July 24, 2024
CETERA INVESTMENT SERVICES LLC
June 19, 2019 - July 24, 2024
CETERA INVESTMENT ADVISERS LLC
August 28, 2012 - June 25, 2019
FORESTERS ADVISORY SERVICES, LLC
December 9, 1997 - June 25, 2019
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2024)
(7/23/2024)
(7/23/2024)
(7/23/2024)
(7/30/2024)
(7/23/2024)
(7/23/2024)
(7/23/2024)
(10/13/2025)
(10/13/2025)
(7/23/2024)
(7/23/2024)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
