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GM

Gregory A. Mausz

SKYWAY CAPITAL MARKETS
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 2980655
GM

Professional summary

Gregory Alan Mausz JR, who also goes by Greg Mausz, is a registered financial professional currently at SKYWAY CAPITAL MARKETS, LLC located in Atlanta, Georgia.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1998. Gregory has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Greg Mausz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Alan Mausz JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 19, 2022 - Present

SKYWAY CAPITAL MARKETS, LLC

Office #1: 3280 Peachtree Road Ne Suite 575, Atlanta, GA 30305
BD
CRD#: 124630
Atlanta, GA
Past

August 14, 2017 - February 4, 2022

OSAGE PACIFIC ADVISORS, INC.

RIA
CRD#: 284257
Marietta, GA
Past

February 2, 2015 - July 27, 2022

PREFERRED CAPITAL SECURITIES, LLC

BD
CRD#: 169719
Atlanta, GA
Past

January 16, 2013 - August 12, 2015

CAPE INVESTMENT ADVISORY, INC.

RIA
CRD#: 146384
MCDONOUGH, GA
Past

January 9, 2013 - December 31, 2013

CAPE SECURITIES INC.

BD
CRD#: 7072
MCDONOUGH, GA
Past

January 6, 2011 - January 9, 2013

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 124446
ATLANTA, GA
Past

August 31, 2009 - January 9, 2013

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

June 13, 2006 - December 4, 2008

GRUBB & ELLIS SECURITIES, INC.

BD
CRD#: 17932
ATLANTA, GA
Past

September 19, 2000 - November 1, 2005

WELLS INVESTMENT SECURITIES,INC.

BD
CRD#: 15252
NORCROSS, GA
Past

January 1, 1998 - May 11, 2000

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/19/2022)
RR
Georgia
(8/19/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/16/2010
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/6/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/14/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/30/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/21/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SKYWAY CAPITAL MARKETS, LLC
SKYWAY ADVISORS, LLC | SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630 / SEC#: , 8-65702

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Mailing Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Phone number
(813) 210-9530
Established
Florida since 09/17/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAYMUS CAPITAL HOLDINGS, LLCOWNER
CARTER, ANA RCHIEF FINANCIAL OFFICER4424794
FREEMAN, MICHAEL ALLENOWNER1269039
MEUNIER, CHRISTOPHER JABOACHIEF COMPLIANCE OFFICER7407392
OVERBY, ROGER LYNNOWNER1919255
TRABER, MARTIN ALBERTOWNER6717637
WOOMER, ROBERTCHIEF EXECUTIVE OFFICER4255937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630Atlanta, GA 30305

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