Joseph Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Mcdonald, who also goes by Joseph F Mcdonald, Joseph Francis Mcdonald II, Joseph Francis Mcdonald, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1999. Joseph had worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 55, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2013 - February 6, 2014
CASH APP INVESTING LLC
August 4, 2011 - March 26, 2015
MARBLEHEAD CAPITAL, LLC
March 30, 2010 - May 5, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 9, 2010 - May 5, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 16, 2007 - July 21, 2009
BOSTON MERCHANT FINANCIAL SERVICES, INC.
April 7, 2003 - February 6, 2004
CHICAGO INVESTMENT GROUP, LLC
June 21, 2002 - December 31, 2002
CHARLES SCHWAB & CO., INC.
July 12, 2000 - April 1, 2002
C.P. BAKER SECURITIES INCORPORATED
June 25, 1999 - July 11, 2000
CHARLES SCHWAB & CO., INC.
February 4, 1999 - March 8, 1999
NATIONAL CLEARING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/7/2000
Limited Representative-Equity Trader ExamCurrent Firm
CASH APP INVESTING LLC
CRD#: 144076 / SEC#: , 8-67630
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
