John P. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Brennan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 5 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2002 - October 31, 2012
CAPITAL SECURITIES INVESTMENT CORPORATION
January 1, 1996 - July 25, 2002
LOCUST STREET SECURITIES, INC.
February 15, 1986 - January 1, 1996
OLD SLIP CAPITAL MANAGEMENT, INC.
July 31, 1969 - August 1, 1985
METROPOLITAN LIFE INSURANCE COMPANY
July 31, 1969 - August 14, 1985
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/23/1969
Registered Representative ExaminationCurrent Firm
CAPITAL SECURITIES INVESTMENT CORPORATION
CRD#: 5606 / SEC#: , 8-22925
Contact information
Red Flags
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