Andrew Tollemache
Professional summary
Andrew Tollemache is a registered financial professional currently at KERSHNER SECURITIES, LLC located in Austin, Texas.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Tollemache's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2014 - Present
KERSHNER SECURITIES, LLC
Office #1: 1825-b Kramer Lane, Suite 200, Austin, TX 78758-4281May 11, 2011 - April 14, 2014
TD AMERITRADE CLEARING, INC.
October 26, 2010 - April 14, 2014
TD AMERITRADE, INC.
July 20, 2001 - November 28, 2008
KERSHNER TRADING GROUP, LLC
December 5, 1997 - September 27, 2001
PROTRADER SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/29/1999
Limited Representative-Equity Trader ExamFINRA
NYSE Arca, Inc.
NYSE Texas, Inc.
Current Firm
KERSHNER SECURITIES, LLC
CRD#: 147653 / SEC#: , 8-67922
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
