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CU

Christoph E. Umscheid

STUART PORTFOLIO CONSULTANTS, L.P.
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 2979652
CU

Professional summary

Christoph Edward Umscheid is a registered financial professional currently at STUART PORTFOLIO CONSULTANTS, L.P. located in New York, New York.

Christoph is registered as a RR (Registered Representative) and started their career in finance in 1997. Christoph has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christoph Edward Umscheid's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2018 - Present

STUART PORTFOLIO CONSULTANTS, L.P.

Office #1: 575 Fifth Avenue 14th Floor, New York, NY 10017
BD
CRD#: 44487
NEW YORK, NY
Past

October 15, 2009 - April 12, 2018

DEUTSCHE BANK SECURITIES INC.

RIA
CRD#: 2525
NEW YORK, NY
Past

September 23, 2008 - April 12, 2018

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

November 25, 1997 - January 15, 1999

MCMILLION SECURITIES, INC.

BD
CRD#: 7393
GREENSBORO, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/11/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/29/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SP
STUART PORTFOLIO CONSULTANTS, L.P.
STUART PORTFOLIO CONSULTANTS, L.P.

CRD#: 44487 / SEC#: , 8-50721

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
575 Fifth Avenue 14th Floor, New York, NY 10017
Mailing Address
575 Fifth Avenue 14th Floor, New York, NY 10017
Phone number
(212) 360-7500
Established
Delaware since 01/28/1998
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STUART OLTCHICK VERNON BOULEVARD TRUSTLIMITED PARTNER
OLTCHICK, AMY LEELIMITED PARTNER2991679
OLTCHICK, PETER JAYLIMITED PARTNER2991681
COHEN, EDWARD BARRYCFO/FINOP1029283
OLTCHICK, STUARTPRESIDENT/CEO/CCO2981824
STUART PORTFOLIO CONSULTANTS LLC1% OWNER/GENERAL PARTNER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STUART PORTFOLIO CONSULTANTS, L.P.

CRD#: 44487New York, NY 10017

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