Kostas Papadimas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kostas Papadimas, who also goes by Gus Papadimas, was a registered financial professional .
Kostas is a previously registered financial professional and started their career in finance in 1998. Kostas had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2005 - June 21, 2006
PFIC SECURITIES CORPORATION
September 10, 1998 - October 5, 2005
FISERV INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PFIC SECURITIES CORPORATION
CRD#: 34941 / SEC#: , 8-46616
Contact information
Documents
Direct owners and executive officers
Disclosures
| Arbitration | 2 |
Red Flags
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