Jason Nicholas Walsh
Professional Summary
Jason Nicholas Walsh is a registered financial advisor currently at CRESAP, INC. located in Clarks Summitt, Pennsylvania. Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CRESAP, INC.
Contact Information
Main Address
259 N. Radnor-chester Rd. Ste. 140 Ste 140, Radnor, PA 19087Mailing Address
259 N. Radnor-chester Rd. Ste. 140, Radnor, PA 19087Phone Number
(610) 341-1320Established
Pennsylvania since 12/07/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
16SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
FINRA licenses (44 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRESAP, MARK WINFIELD III | PRESIDENT/CHIEF COMPLIANCE OFFICER | 828898 |
Regulatory Assets Under Management
Total Number of Accounts
604AUM (Assets Under Management)
$339,016,488Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CRESAP, INC.
State Registrations and Notice Filings
(2/1/2000)
(2/1/2000)
(7/1/2021)
(9/21/2006)
(8/1/2000)
(8/23/2002)
(2/1/2000)
(2/1/2000)
(11/9/2019)
(8/1/2000)
(5/15/2002)
(6/17/2008)
(2/1/2000)
(10/13/2006)
(2/1/2000)
(8/2/2000)
(2/1/2000)
(2/1/2000)
(4/29/2020)
(7/16/2018)
(11/10/2000)
(2/1/2000)
(2/23/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Jason Nicholas Walsh's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Nicholas Walsh's CRS (Customer Relationship Summary).
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