Thomas Allen Mueller

1) FOCUS FINANCIAL INSURANCE AGENCY POSITION: sales / Referral NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2015 ADDRESS: 800 IND'L DR S, #206, SAUK RAPIDS MN 56379 DESCRIPTION: Not used yet. used for purpose of solicitation and sale of Insurance products including life, disability and LTC. 2) THOMAS MUELLER, SOLE PROPRIETOR POSITION: fixed annuity sales NATURE: sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2007 ADDRESS: 800 IND'L DR S, #206, SAUK RAPIDS MN 56379 DESCRIPTION: The recommendation of fixed annuities if appropriate for client. When used, this is direct between myself and Jackson National. 3) FOCUS FINANCIAL NETWORK INC POSITION: Investment Advisor Representative NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 150 START DATE: 01/03/2017 ADDRESS: 800 South Industrial Drive, Suite 206, Sauk Rapids MN 56379, United States; DESCRIPTION: Fee-based advisory services and finncial planning 4) THOMASA MUELLER CONSULTING POSITION: Registered Assitant & Consultant NATURE: SOLE PROPRIETORSHIP. Acting as a consultant for Wochnick Financial and their clients, who were formerly my clients under my previous Focus Financial office. My practice was sold to Wochnick Financial. As of 02/08/22, I no longer had any clients, and have now become a Registered Assistant under Wochnick Financial. In that capacity, I have two primary functions: 1) consultant on my previous clients, should any questions arise after the transition, 2) Income & tax planning consultant for existing and potentially new clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 02/08/2022 ADDRESS: 1802 PLAINVIEW DRIVE, SAINT CLOUD MN 56303, United States DESCRIPTION: Acting as a consultant for Wochnick Financial and their clients, who were formerly my clients under my previous Focus Financial office. My practice was sold to Wochnick Financial. As of 02/08/22, I no longer had any clients, and have now become a Registered Assistant under Wochnick Financial. In that capacity, I have two primary functions: 1) consultant on my previous clients, should any questions arise after the transition, 2) Income & tax planning consultant for existing and potentially new clients.