AL
Anita J. Lynch
FIRST CITIZENS INVESTOR SERVICES
Hendersonville, NC 28792
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CRD#: 2978950
AL
Professional summary
Anita Jo Lynch, who also goes by Anita J Lynch, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Hendersonville, North Carolina.
Anita is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Anita has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anita J Lynch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AJ PROPERTY PARTNERS, LLC POSITION: Owner/Co-Owner NATURE: Personal/Family Business (DBA, Family Farm, LLC, LLP, Sole Proprietorship, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2023 ADDRESS: Hendersonville NC 28792, United States DESCRIPTION: This is a single member LLC set up to buy rental properties.
CRS (Client Relationship Summary) - RIA
Click below to view Anita Jo Lynch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anita Jo Lynch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2017 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 539 North Main St., Hendersonville, NC 28792RIA
BD
CRD#: 44430
Hendersonville, NC
Current
December 5, 2017 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 539 North Main St., Hendersonville, NC 28792RIA
BD
CRD#: 44430
Hendersonville, NC
Past
February 10, 2011 - September 21, 2016
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
SARASOTA, FL
Past
February 2, 2011 - September 21, 2016
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
SARASOTA, FL
Past
August 13, 2007 - July 27, 2009
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
SARASOTA, FL
Past
August 7, 2007 - July 27, 2009
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
SARASOTA, FL
Past
December 4, 2003 - August 6, 2007
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
SARASOTA, FL
Past
June 12, 2002 - August 6, 2007
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
SARASOTA, FL
Past
October 11, 2000 - March 28, 2001
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/22/2020)
RR
Arizona(2/21/2018)
RR
California(2/21/2018)
RR
Colorado(2/21/2018)
RR
Connecticut(2/21/2018)
RR
Florida(2/21/2018)
RR
Georgia(2/21/2018)
RR
Iowa(2/21/2018)
RR
Maryland(2/21/2018)
RR
Michigan(6/5/2018)
RR
Mississippi(8/21/2024)
RR
New Jersey(5/18/2018)
RR
New York(2/21/2018)
RR
North Carolina(12/5/2017)
IAR
North Carolina(12/5/2017)
RR
Ohio(2/21/2018)
RR
Oregon(2/21/2018)
RR
Pennsylvania(2/21/2018)
RR
South Carolina(2/21/2018)
RR
Tennessee(2/22/2018)
RR
Texas(2/21/2018)
RR
Utah(5/4/2018)
RR
Virginia(2/21/2018)
RR
West Virginia(2/21/2018)
RR
Wisconsin(2/21/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430Hendersonville, NC 28792TRUST BUT VERIFY
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