Mark J. Moschetto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark John Moschetto, who also goes by Marc John Moschetto, Mark M Moschetto, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2007. Mark had worked at 3 firms and has passed the Series 55, Series 62 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2011 - July 24, 2012
SPEEDTRADER, INC
March 23, 2011 - October 28, 2011
PROTRADE SECURITIES, LLC
October 1, 2008 - April 20, 2010
SPEEDTRADER, INC
January 17, 2007 - August 21, 2007
G1 EXECUTION SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/30/2007
Limited Representative-Equity Trader ExamSeries 62
Date: 1/16/2007
Corporate Securities Limited Representative ExaminationCurrent Firm
SPEEDTRADER, INC
CRD#: 107403 / SEC#: , 8-53035
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 21 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
