Joseph C. Farah
Professional summary
Joseph C Farah was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Joseph had worked at 3 firms, which includes GOLD COAST SECURITIES INC., NATIONAL PLANNING CORPORATION, CETERA WEALTH SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2002 - September 15, 2015
GOLD COAST SECURITIES, INC.
July 1, 1998 - September 3, 2002
NATIONAL PLANNING CORPORATION
March 13, 1998 - July 6, 1998
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLD COAST SECURITIES, INC.
CRD#: 110925 / SEC#: 801-60090, 8-53148
Contact information
FINRA licenses (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 37,393,957 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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