Amy L. Boyd

VENTANA PRIVATE WEALTH LLC

Denver, CO 80206

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CRD#: 2978511

Professional summary

Amy Lea Boyd, CFP® is a registered financial advisor currently at VENTANA PRIVATE WEALTH LLC located in Denver, Colorado.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Amy has worked at 3 firms and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Lea Boyd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 14, 2021 - Present

VENTANA PRIVATE WEALTH LLC

Office #1: 250 Fillmore Street Suite 150, Denver, CO 80206

RIA

CRD#: 311878

Denver, CO

Past

March 27, 2018 - January 29, 2021

PRIVATE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 165306

DENVER, CO

Past

June 17, 2011 - March 21, 2018

WAGNER WEALTH MANAGEMENT, LLC

RIA

CRD#: 109937

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VENTANA PRIVATE WEALTH LLC

CRD#: 311878 / SEC#: 801-127726

RIA

Registered Investment Advisory firm - (4/21/2023 Approved)

Colorado

Registered Investment Advisory firm - (4/28/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 12/9/1997

National Commodity Futures Examination

Current Firm

VENTANA PRIVATE WEALTH LLC

CRD#: 311878 / SEC#: 801-127726

RIA

Registered Investment Advisory firm - (4/21/2023 Approved)

Colorado

Registered Investment Advisory firm - (4/28/2023 Terminated)

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Contact information

Main Address

250 Fillmore Street Suite 150, Denver, CO 80206

Mailing Address

Phone number

(720) 764-7200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B - VENTANA PRIVATE WEALTH LLC (1/22/2025)

Regulatory assets under management

Total Number of Accounts	192
AUM (Assets Under Management)	$ 144,780,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Amy L. Boyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Lea Boyd's CRS (Customer Relationship Summary).

Certified licenses

Experience

VENTANA PRIVATE WEALTH LLC

PRIVATE CAPITAL MANAGEMENT, LLC

WAGNER WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

VENTANA PRIVATE WEALTH LLC

State Registrations and Notice Filings

Exams

Series 3

Date: 12/9/1997

Current Firm

VENTANA PRIVATE WEALTH LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VENTANA PRIVATE WEALTH LLC

TRUST BUT VERIFY

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