Reed K. Scott

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CRD#: 2978240

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Reed Kevin Scott, who also goes by Reed K Scott, was a registered financial professional .

Reed is a previously registered financial professional and started their career in finance in 2005. Reed had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Reed K Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: REED SCOTT INSURANCE INVESTMENT RELATED: NO ADDRESS: 44 TEHAMA ST, SAN FRANCISCO, CA. 94105 NATURE OF BUSINESS: LIFE INSURANCE SALES POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT START DATE: JANUARY 2022 APX NUMBER OF HOURS PER MONTH: 80 APX NUMBER OF HOURS DURING TRADING HOURS: 4 PER DAY BRIEF DESCRIPTION OF DUTIES: LIFE INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 12, 2023 - April 10, 2025

ADVISOR SHARE WEALTH MANAGEMENT, LLC

RIA

CRD#: 307997

SAN FRANCISCO, CA

Past

March 22, 2023 - November 6, 2023

SIMPLICITY WEALTH

RIA

CRD#: 300572

San Francisco, CA

Past

June 5, 2008 - December 31, 2021

NAPA VALLEY WEALTH MANAGEMENT

RIA

CRD#: 121158

PLEASANT HILL, CA

Past

May 28, 2008 - February 22, 2017

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

WALNUT CREEK, CA

Past

May 15, 2008 - February 22, 2017

CETERA WEALTH SERVICES, LLC

CRD#: 13572

WALNUT CREEK, CA

Past

February 21, 2008 - May 15, 2008

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

PLEASANTON, CA

Past

February 21, 2008 - May 15, 2008

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

PLEASANTON, CA

Past

October 25, 2005 - May 15, 2008

ASSOCIATED SECURITIES CORP.

CRD#: 12969

PLEASANTON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2005

General Securities Representative Examination

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

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Contact information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Mailing Address

Phone number

(866) 232-3251

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (POM) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 185,181,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Reed K. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIMPLICITY WEALTH

NAPA VALLEY WEALTH MANAGEMENT

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

ASSOCIATED SECURITIES CORP.

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

Primary Firm SEC Registration

ADVISOR SHARE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2006

SIE

Date: 2/22/2017

Series 7

Date: 10/24/2005

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISOR SHARE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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