Michael A. Sherwood
Professional summary
Michael Allen Sherwood is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Shorewood, Minnesota.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 6 firms and has passed the Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Allen Sherwood's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2019 - Present
SAYBRUS EQUITY SERVICES, LLC
December 23, 2010 - June 19, 2014
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
June 20, 2006 - August 17, 2010
VOYA FINANCIAL ADVISORS, INC.
April 6, 1999 - February 28, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 23, 1998 - March 3, 1999
METROPOLITAN LIFE INSURANCE COMPANY
January 23, 1998 - March 3, 1999
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/7/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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