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DP

David R. Portnoff

BRADESCO SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 2977967
DP

Professional summary


David Ross Portnoff is a registered financial professional currently at BRADESCO SECURITIES, INC. located in New York, New York and ITAU BBA USA SECURITIES, INC. located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 35 firms and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Ross Portnoff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 23, 2001 - Present

BRADESCO SECURITIES, INC.

Office #1: 450 Park Avenue 32nd Floor, New York, NY 10022
BD
CRD#: 104347
New York, NY
Current

July 30, 2003 - Present

ITAU BBA USA SECURITIES, INC.

Office #1: 599 Lexington Avenue 34th Floor, New York, NY, 10022
RIA
BD
CRD#: 118817
NEW YORK, NY
Current

March 3, 2005 - Present

BANCO DO BRASIL SECURITIES LLC

Office #1: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
RIA
BD
CRD#: 132701
MIAMI, FL
Current

May 6, 2008 - Present

ITAU INTERNATIONAL SECURITIES INC.

Office #1: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131
RIA
BD
CRD#: 144769
Miami, FL
Current

June 6, 2014 - Present

BREVAN HOWARD US LLC

Office #1: 1345 Avenue Of The Americas 20th Floor, New York, NY 10105
BD
CRD#: 150662
New York, NY
Current

February 10, 2016 - Present

UNLU SECURITIES INC.

Office #1: 250 Park Avenue Suite 7077, New York, NY 10177
BD
CRD#: 238786
New York, NY
Current

October 1, 2019 - Present

EASTDIL SECURED ADVISORS LLC

Office #1: 100 Wilshire Blvd., Suite 1500, Santa Monica, CA 90401
BD
CRD#: 304434
Santa Monica, CA
Current

July 27, 2021 - Present

THOMA BRAVO CAPITAL MARKETS, LLC

Office #1: 110 North Wacker Drive 32nd Floor, Chicago, IL 60606-1511
BD
CRD#: 311317
Chicago, IL
Current

April 1, 2025 - Present

TREE LINE CAPITAL MARKETS, LLC

Office #1: Three Embarcadero Center Suite 2320, San Francisco, CA 94111
BD
CRD#: 317434
San Francisco, CA
Current

April 2, 2025 - Present

TRIUMPH CAPITAL MARKETS, LLC

Office #1: 150 North Riverside Plaza, Suite 5200, Chicago, IL 60606
BD
CRD#: 327963
Chicago, IL
Past

April 15, 2019 - August 26, 2022

EAST WEST MARKETS, LLC

BD
CRD#: 146871
NEW YORK, NY
Past

October 10, 2018 - August 30, 2019

ROCKEFELLER FINANCIAL LLC

BD
CRD#: 291361
NEW YORK, NY
Past

February 12, 2016 - December 1, 2016

EQUATEX US INC

BD
CRD#: 178524
NEW YORK, NY
Past

June 4, 2014 - June 5, 2017

CORPBANCA SECURITIES INC.

BD
CRD#: 168420
NEW YORK, NY
Past

November 18, 2011 - December 7, 2012

CELFIN CAPITAL SECURITIES, LLC

BD
CRD#: 156173
SANTIAGO,
Past

October 3, 2011 - October 19, 2015

CITCO SECURITIES INC.

BD
CRD#: 153974
TORONTO, ONTARIO,
Past

December 22, 2010 - January 4, 2013

RELIGARE CAPITAL MARKETS INC.

BD
CRD#: 153292
NEW YORK, NY
Past

August 6, 2010 - April 2, 2025

LARRAINVIAL SECURITIES US LLC

BD
CRD#: 152424
LAS CONDES SANTIAGO,
Past

December 23, 2009 - May 5, 2010

BREVAN HOWARD US LLC

BD
CRD#: 150662
NEW YORK, NY
Past

July 24, 2008 - December 17, 2009

STARWOOD CAPITAL, L.L.C.

BD
CRD#: 146057
GREENWICH, CT
Past

May 2, 2008 - December 22, 2009

ALTIMA SECURITIES LP

BD
CRD#: 145477
NEW YORK, NY
Past

August 31, 2006 - June 30, 2017

BANCO VOTORANTIM SECURITIES, INC.

BD
CRD#: 139788
NEW YORK, NY
Past

March 1, 2005 - June 9, 2010

MOLECULAR SECURITIES INC.

BD
CRD#: 107165
NEW YORK, NY
Past

May 24, 2004 - June 9, 2004

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

August 7, 2003 - November 30, 2005

FTC CAPITAL MARKETS, INC.

BD
CRD#: 125805
NEW YORK, NY
Past

May 31, 2002 - April 16, 2004

ODDO BHF NEW YORK CORPORATION

BD
CRD#: 45104
NEW YORK, NY
Past

February 8, 2002 - May 9, 2002

ODDO BHF NEW YORK CORPORATION

BD
CRD#: 45104
NEW YORK, NY
Past

April 14, 2000 - May 3, 2007

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

April 13, 2000 - January 9, 2003

MACQUARIE CORPORATE FINANCE (USA) INC.

BD
CRD#: 40634
NEW YORK, NY
Past

March 29, 2000 - June 9, 2003

BBA ICATU SECURITIES INC.

BD
CRD#: 36370
NEW YORK, NY
Past

February 24, 2000 - February 22, 2011

ALPHA FINANCE US CORPORATION

BD
CRD#: 47953
NEW YORK, NY
Past

July 14, 1999 - August 3, 2000

BBA SECURITIES CORP.

BD
CRD#: 43512
NEW YORK, NY
Past

May 1, 1999 - November 11, 1999

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

November 2, 1998 - April 7, 2000

ONECORE SECURITIES, INC.

BD
CRD#: 45813
BEDFORD, MA
Past

May 4, 1998 - May 1, 1999

ABN AMRO ASIA INC.

BD
CRD#: 37057
NEW YORK, NY
Past

March 10, 1998 - October 30, 1998

GLOBAL SECURITIES (USA), INC.

BD
CRD#: 39962
NEW YORK, NY
Past

January 27, 1998 - May 20, 1998

IRONHORSE SECURITIES INC.

BD
CRD#: 38986
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/30/2008)

Exams


General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


TC
TRIUMPH CAPITAL MARKETS, LLC
TRIUMPH CAPITAL MARKETS | TRIUMPH CAPITAL MARKETS, LLC

CRD#: 327963 / SEC#: , 8-71147

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
150 North Riverside Plaza Suite 5200, Chicago, IL 60606
Mailing Address
150 North Riverside Plaza Suite 5200, Chicago, IL 60606
Phone number
(312) 705-2788
Established
Delaware since 05/08/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TRIUMPH CAPITAL MARKETS HOLDCO, LPSOLE MEMBER
COSIO, ROMMEL GOMEZCHIEF COMPLIANCE OFFICER2017788
GIBBONS, KEVIN PATRICKCHIEF EXECUTIVE OFFICER2382418
PORTNOFF, DAVID ROSSFINOP, PFO, POO2977967

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRIUMPH CAPITAL MARKETS, LLC

CRD#: 327963New York, NY 10022

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