Brian J. Presti

TFC FINANCIAL MANAGEMENT

BOSTON, MA 02110

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CRD#: 2977901

Professional summary

Brian Joseph Presti is a registered financial advisor currently at TFC FINANCIAL MANAGEMENT INC located in Boston, Massachusetts.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Brian has worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Presti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2023 - Present

TFC FINANCIAL MANAGEMENT INC

Office #1: 260 Franklin Street Suite 1888, Boston, MA 02110

RIA

CRD#: 105062

BOSTON, MA

Past

December 4, 2019 - June 20, 2023

FOCUS PARTNERS WEALTH, LLC

RIA

CRD#: 159289

Concord, NH

Past

August 24, 2015 - November 14, 2019

HARVEST CAPITAL MANAGEMENT INC

RIA

CRD#: 106613

CONCORD, NH

Past

March 28, 2007 - August 17, 2015

CARLSON INVESTMENTS

RIA

CRD#: 105729

CONCORD, NH

Past

October 4, 1999 - September 15, 2006

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BURLINGTON, VT

Past

July 13, 1999 - September 15, 2006

CHARLES SCHWAB & CO., INC.

CRD#: 5393

BURLINGTON, VT

Past

January 16, 1998 - April 16, 1998

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TFC FINANCIAL MANAGEMENT INC

TFC FINANCIAL MANAGEMENT INC | TFC FINANCIAL MANAGEMENT, INC.

CRD#: 105062 / SEC#: 801-17784

RIA

Registered Investment Advisory firm - (10/12/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/6/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/19/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/15/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/31/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/28/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

TFC FINANCIAL MANAGEMENT INC

TFC FINANCIAL MANAGEMENT INC | TFC FINANCIAL MANAGEMENT, INC.

CRD#: 105062 / SEC#: 801-17784

RIA

Registered Investment Advisory firm - (10/12/1982 Approved)

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Contact information

Main Address

260 Franklin Street Suite 1888, Boston, MA 02110

Mailing Address

Phone number

(617) 210-6700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (8/5/2025)

Regulatory assets under management

Total Number of Accounts	1,535
AUM (Assets Under Management)	$ 1,537,539,892

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/27/2024	Cover Page	Report
11/22/2023	Cover Page	Report
01/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian J. Presti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Presti's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOCUS PARTNERS WEALTH, LLC

HARVEST CAPITAL MANAGEMENT INC

CARLSON INVESTMENTS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

TFC FINANCIAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/6/2001

Series 63

Date: 2/19/1998

Series 7

Date: 1/15/1998

Series 10

Date: 7/31/2000

Series 9

Date: 7/28/2000

Current Firm

TFC FINANCIAL MANAGEMENT INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TFC FINANCIAL MANAGEMENT INC

TRUST BUT VERIFY

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