Christopher M. Leone
Professional summary
Christopher Michael Leone was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Christopher had worked at 4 firms, which includes PREFERRED SECURITIES GROUP INC., BELL INVESTMENT GROUP INC., FIRST LIBERTY INVESTMENT GROUP INC., JOSEPH CHARLES & ASSOC. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 1999 - September 4, 2001
PREFERRED SECURITIES GROUP, INC.
January 7, 1999 - May 20, 1999
BELL INVESTMENT GROUP, INC.
October 6, 1998 - January 14, 1999
FIRST LIBERTY INVESTMENT GROUP, INC.
September 11, 1998 - October 6, 1998
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
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Exams
Current Firm
PREFERRED SECURITIES GROUP, INC.
CRD#: 35704 / SEC#: , 8-46946
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STOCNET CORPORATION | SHAREHOLDER | |
| GENNA, JOHN VINCENT JR | SHAREHOLDER | 2765236 |
| VARANO, NICHOLAS | SHAREHOLDER | 4246252 |
| BADGER, BERKLEY CREIGHTON | MUNI PRINCIPAL | 713972 |
| HOHMAN, MICHAEL JAMES | FIN/OP | 3031942 |
| LESSINGER, VICTOR ALAN | PRESIDENT, CHIEF COMPLIANCE OFFICER | 830821 |
| MCLEOD, GREGORY MALCOLM | SENIOR OPTION PRINCIPAL | 2741097 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 5 |
Red Flags
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