Andrew M. Zuba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Myles Zuba, who also goes by Drew Zuba, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1998. Andrew had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2015 - September 15, 2019
FLATIRON FINANCIAL GROUP, LLC
June 16, 2015 - December 11, 2017
LPL FINANCIAL LLC
February 27, 2015 - December 11, 2017
LPL FINANCIAL LLC
April 1, 2009 - February 27, 2015
APW CAPITAL, INC.
April 3, 2006 - April 7, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 15, 2004 - April 12, 2006
OSAIC FS, INC.
May 21, 2002 - April 27, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 14, 1998 - November 29, 2001
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FLATIRON FINANCIAL GROUP, LLC
CRD#: 146552 / SEC#: 801-68931
Contact information
Red Flags
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