John J. Kerrigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Kerrigan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2017 - January 3, 2018
DINOSAUR FINANCIAL GROUP, L.L.C
December 18, 2014 - February 14, 2017
APB FINANCIAL GROUP, LLC
February 22, 2012 - June 13, 2013
TEJAS SECURITIES GROUP, INC.
February 1, 2010 - May 2, 2011
RAFFERTY CAPITAL MARKETS, LLC
July 31, 2008 - February 4, 2010
HAPOALIM SECURITIES USA, INC.
October 7, 2005 - July 25, 2008
NEWEDGE USA, LLC
August 31, 2005 - September 2, 2005
KELLOGG CAPITAL GROUP LLC
March 27, 1998 - August 2, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/4/2006
Limited Representative-Equity Trader ExamCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
