Kenneth P. Heckman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Paul Heckman, who also goes by Ken Heckman, Kenneth P Heckman, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1998. Kenneth had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2023 - July 9, 2026
AMERITAS ADVISORY SERVICES, LLC
September 17, 2018 - July 9, 2026
AMERITAS INVESTMENT COMPANY, LLC
April 26, 2017 - January 16, 2018
AARON CAPITAL INCORPORATED
January 5, 2017 - January 13, 2017
EQUITABLE ADVISORS, LLC
April 21, 2011 - December 20, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 16, 2010 - April 20, 2011
ONEAMERICA SECURITIES, INC.
July 12, 2010 - October 21, 2010
W&S BROKERAGE SERVICES, INC.
October 5, 2005 - July 1, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 28, 2002 - April 4, 2005
CARILLON INVESTMENTS, INC.
February 23, 1998 - December 4, 2001
MM ASCEND LIFE INVESTOR SERVICES, LLC
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
