Ben A. Oglesby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ben Arthur Oglesby was a registered financial professional .
Ben is a previously registered financial professional and started their career in finance in 1998. Ben had worked at 6 firms and has passed the Series 65, Series 63, Series 50, Series 7 and Series 54 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2010 - December 11, 2021
MUNICIPAL FINANCE SERVICES, INC.
November 1, 2001 - March 2, 2009
STEPHENS
May 22, 2001 - October 2, 2001
BANC ONE CAPITAL MARKETS, INC.
January 13, 2000 - June 8, 2001
BANC ONE SECURITIES CORPORATION
November 22, 1999 - December 13, 1999
CITIGROUP GLOBAL MARKETS INC.
January 1, 1998 - July 22, 1999
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MUNICIPAL FINANCE SERVICES, INC.
CRD#: 118481 / SEC#:
Contact information
Red Flags
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