Sebastian M. Zacharias

EAGLE STRATEGIES LLC

Highlands Ranch, CO

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CRD#: 2977775

Professional summary

Sebastian Matthew Zacharias JR is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Highlands Ranch, Colorado and NYLIFE DISTRIBUTORS LLC located in Saratoga Springs, New York.

Sebastian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Sebastian has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY 9952 MELBOURNE CIRCLE AND 3584 SERAMENTA DRIVE HIGHLANDS RANCH, CO. OWNER/LANDLORD SINCE 07/01/2014. NOT INVESTMENT RELATED. 4 HOURS PER MONTH NOT DURING NORMAL SECURITIES TRADING HOURS. Rental property 1292 Braewood Ave Highlands Ranch, CO 80129 since 7/8/16. 1371 Braewood Ave Highlands Ranch, CO 80129; landlord/property owner; one hour per month not during normal business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sebastian Matthew Zacharias JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2009 - Present

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

Highlands Ranch, CO

Current

November 15, 2007 - Present

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

Saratoga Springs, NY

Past

November 15, 2007 - May 13, 2009

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

NEW YORK, NY

Past

September 18, 2007 - November 9, 2007

AST INVESTMENT SERVICES, INC.

RIA

CRD#: 108897

SHELTON, CT

Past

August 24, 2007 - November 9, 2007

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

December 16, 2002 - August 8, 2007

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

PARSIPPANY, NJ

Past

March 14, 2001 - August 8, 2007

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

March 5, 1998 - October 31, 2000

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/7/2022)

Colorado
(11/15/2007)

IAR

Colorado
(6/24/2009)

Kansas
(5/2/2023)

Louisiana
(1/4/2017)

Missouri
(1/31/2025)

Nebraska
(11/15/2007)

New Mexico
(1/4/2017)

Oklahoma
(1/4/2017)

South Dakota
(1/4/2017)

Texas
(5/2/2023)

Wyoming
(10/9/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/9/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/3/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/23/2010

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sebastian M. Zacharias

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sebastian Matthew Zacharias JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE DISTRIBUTORS LLC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

AST INVESTMENT SERVICES, INC.

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

NYLIFE DISTRIBUTORS LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2002

Series 63

Date: 12/29/2001

Series 7TO

Date: 4/9/2021

SIE

Date: 10/1/2018

Series 6

Date: 3/3/1998

Series 26

Date: 4/23/2010

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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