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Eric Christopher Lueneburg

CFP®
PRUDENTIAL ANNUITIES DISTRIBUTORS
Minneapolis, MN
·CRD# 2977666·28 years experience

Professional Summary

Eric Christopher Lueneburg, CFP®, who also goes by Eric C Luenburg, Eric Lueneburg, is a registered financial advisor currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Minneapolis, Minnesota. Eric is registered as a RR (Registered Representative) and started their career in finance in 1998. Eric has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric C Luenburg, Eric Lueneburg

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

28 years in the financial services industry

Current & Past Employments

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
700 Nicolet Mall, Minneapolis, MN 55402
April 1, 2020 - Present
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Plymouth, MN
December 14, 2016 - April 1, 2020
STATE FARM VP MANAGEMENT CORP.·CRD# 43036
BD
Columbia Heights, MN
June 3, 2016 - October 5, 2016
INVESTORS CAPITAL CORP.·CRD# 30613
RIA
Bloomington, MN
September 19, 2014 - December 11, 2014
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Bloomington, MN
July 21, 2014 - December 11, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Minneapolis, MN
October 18, 2012 - June 9, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Edina, MN
September 18, 2007 - September 11, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Ramsey, MN
May 3, 2004 - March 12, 2007
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
January 3, 2003 - December 3, 2003
HARTFORD FUNDS DISTRIBUTORS, LLC·CRD# 45995
BD
Wayne, PA
March 15, 2002 - December 20, 2002
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
March 16, 1998 - December 31, 2001

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Current Firm

PA
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

AMERICAN SKANDIA MARKETING, INC. | PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570 / SEC#: 8-39058
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Corporate Drive, Shelton, CT 06484

Mailing Address

One Corporate Drive, Shelton, CT 06484

Phone Number

(800) 628-6039

Established

Delaware since 09/08/1987

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE PRUDENTIAL INSURANCE COMPANY OF AMERICASHAREHOLDER COMMON—
HAGGERTY, SCOTT PETERPRESIDENT2619329
HAGGERTY, SCOTT PETERCHIEF EXECUTIVE OFFICER2619329
MCGRATH, SHANE THOMASCHIEF COMPLIANCE OFFICER4458909
SMIT, ROBERT PHILIPFINOP, CFO2332366
THOMSEN, JORDAN KCHIEF LEGAL OFFICER AND SECRETARY2821664

Disclosures

Regulatory Event

2

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Minnesota
(4/1/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1998About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eric Christopher Lueneburg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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