Robert D. Freeman

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CRD#: 2977546

Professional summary

Robert Dane Freeman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Robert had worked at 8 firms, which includes EAGLE STRATEGIES LLC, NYLIFE SECURITIES LLC, PRUCO SECURITIES LLC., FFP ADVISORY SERVICES INC, FFP SECURITIES INC., ASSET MANAGEMENT OF THE SOUTH, SUNAMERICA SECURITIES INC., WACHOVIA SECURITIES INC..

Question & Answer

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Aliases

Dane Freeman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 8, 2005 - July 5, 2006

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

GREENVILLE, SC

Past

July 12, 2005 - June 30, 2006

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

February 1, 2005 - June 20, 2005

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

MT. PLEASANT, SC

Past

January 27, 2005 - June 20, 2005

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

January 23, 2004 - November 11, 2004

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

HENDERSONVILLE, NC

Past

January 16, 2004 - November 11, 2004

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

February 28, 2003 - December 31, 2003

ASSET MANAGEMENT OF THE SOUTH

RIA

CRD#: 115422

GREENVILLE, SC

Past

September 12, 2002 - March 3, 2003

SUNAMERICA SECURITIES, INC.

RIA

CRD#: 20068

HENDERSONVILLE, NC

Past

February 26, 2002 - January 12, 2004

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

January 22, 1998 - February 28, 2002

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/23/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/14/2002

General Securities Principal Examination

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

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Robert D. Freeman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

ASSET MANAGEMENT OF THE SOUTH

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

WACHOVIA SECURITIES, INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/1998

Series 7

Date: 12/23/1997

Series 24

Date: 5/14/2002

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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