Michael D. Staman

DELAWARE FINANCIAL PLANNING

Newark, DE

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CRD#: 2977478

Professional summary

Michael David Staman, CFP® is a registered financial advisor currently at DELAWARE FINANCIAL PLANNING, LLC located in Newark, Delaware.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Staman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

February 23, 2023 - Present

DELAWARE FINANCIAL PLANNING, LLC

RIA

CRD#: 324394

Newark, DE

Past

August 27, 2004 - December 20, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Wilmington, DE

Past

July 31, 2003 - December 20, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Wilmington, DE

Past

January 10, 2003 - August 28, 2003

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

March 23, 1998 - December 31, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(2/23/2023)

IAR

Maryland
(9/16/2025)

IAR

Pennsylvania
(2/16/2024)

IAR

Texas
(11/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/6/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/20/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/22/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

DELAWARE FINANCIAL PLANNING, LLC

CRD#: 324394 / SEC#:

Delaware

Registered Investment Advisory firm - (2/23/2023 Approved)

Maryland

Registered Investment Advisory firm - (9/16/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/16/2024 Approved)

Texas

Registered Investment Advisory firm - (11/7/2023 Conditional Restricted)

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Contact information

Main Address

Newark, DE

Mailing Address

Phone number

(302) 464-8409

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael D. Staman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Staman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2004

Series 63

Date: 4/6/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/20/1998

Series 10

Date: 3/20/2001

Series 9

Date: 12/22/2000

Current Firm

DELAWARE FINANCIAL PLANNING, LLC

Contact information

Documents

Red Flags

Company Information

DELAWARE FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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