Stephen W. Leboeuf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Wilson Leboeuf was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1999. Stephen had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2013 - August 25, 2015
GREAT PACIFIC SECURITIES
December 6, 2006 - August 29, 2012
ICD SECURITIES INC.
January 14, 2005 - August 15, 2006
FINANCE 500, INC.
May 2, 2000 - December 20, 2002
FINANCE 500, INC.
December 21, 1999 - April 27, 2000
FINACORP SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
GREAT PACIFIC SECURITIES
CRD#: 29251 / SEC#: , 8-44398
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
