Oliver Y. Sung
Professional summary
Oliver Yon Sung was a registered financial professional .
Oliver is registered as a RR (Registered Representative) and started their career in finance in 2005. Oliver had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2026 - Present
Office #1: 350 5th Avenue Empire State Building, New York, NY 10118
July 22, 2021 - August 3, 2026
CBOE TRADING, INC.
October 27, 2017 - July 2, 2021
COWEN AND COMPANY
September 3, 2014 - July 21, 2020
COWEN EXECUTION SERVICES LLC
July 3, 2008 - August 29, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 6, 2007 - June 12, 2008
J.P. MORGAN SECURITIES LLC
January 25, 2006 - June 7, 2007
UBS SECURITIES LLC
August 26, 2005 - February 9, 2006
UBS CAPITAL MARKETS L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
What does exam status mean?
FINRA
Current firm
No current employment
Red Flags
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