Troy S. Larson

CLEARPATH CAPITAL PARTNERS LLC

Keller, TX

Some features on this profile are disabled

CRD#: 2977125

Professional summary

Troy Steven Larson is a registered financial advisor currently at CLEARPATH CAPITAL PARTNERS LLC located in Keller, Texas.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Troy has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Larson is a member of ClearPath Opportunities Fund, LLC, an investment related pooled investment vehicle. The address is the main address for the firm with the CRD number 111756. The fund was formed in June of 2021. Mr. Larson spends a minimal amount of time in this capacity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Steven Larson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2012 - Present

CLEARPATH CAPITAL PARTNERS LLC

RIA

CRD#: 111756

Keller, TX

Past

January 20, 1998 - October 27, 2000

HOTOVEC, POMERANZ & CO., LLC

CRD#: 41178

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARPATH CAPITAL PARTNERS LLC

CRD#: 111756 / SEC#: 801-78763

RIA

Registered Investment Advisory firm - (11/7/2013 Approved)

California

Registered Investment Advisory firm - (12/18/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/12/2012)

IAR

Texas
(10/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/10/2000

General Securities Principal Examination

Current Firm

CLEARPATH CAPITAL PARTNERS LLC

CRD#: 111756 / SEC#: 801-78763

RIA

Registered Investment Advisory firm - (11/7/2013 Approved)

California

Registered Investment Advisory firm - (12/18/2013 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Menlo Park, CA

Mailing Address

Phone number

(415) 682-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (6/25/2025)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 158,716,225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Troy S. Larson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Steven Larson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEARPATH CAPITAL PARTNERS LLC

HOTOVEC, POMERANZ & CO., LLC

Primary Firm SEC Registration

CLEARPATH CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2012

Series 63

Date: 12/22/1997

Series 7

Date: 12/17/1997

Series 24

Date: 4/10/2000

Current Firm

CLEARPATH CAPITAL PARTNERS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARPATH CAPITAL PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors