Steven C. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Chun Lee was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2010 - August 5, 2018
CAPITAL MANAGEMENT PARTNERS, LLC
September 2, 2010 - August 1, 2013
LPL FINANCIAL LLC
June 1, 2009 - September 14, 2010
MORGAN STANLEY
June 1, 2009 - September 14, 2010
MORGAN STANLEY
April 26, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 26, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 25, 2004 - April 27, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 25, 2004 - April 27, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 15, 2002 - October 22, 2004
WAMU INVESTMENTS, INC.
February 9, 2000 - October 3, 2002
WALL STREET FINANCIAL GROUP, INC.
January 21, 1998 - December 23, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL MANAGEMENT PARTNERS, LLC
CRD#: 154337 / SEC#: 801-71750
Contact information
Red Flags
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