Stephen L. Spear
Professional summary
Stephen L Spear, who also goes by Stephen Leroy Spear, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Excelsior Springs, Missouri and MISSIONSQUARE WEALTH MANAGEMENT located in Washington, District Of Columbia.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Stephen has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen L Spear's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2026 - Present
MISSIONSQUARE RETIREMENT
April 28, 2026 - Present
MISSIONSQUARE WEALTH MANAGEMENT
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240August 23, 2024 - May 6, 2025
OSAIC WEALTH, INC.
April 22, 2022 - May 5, 2025
GALLAGHER FIDUCIARY ADVISORS, LLC
March 30, 2022 - August 23, 2024
TRIAD ADVISORS LLC
November 2, 2017 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
October 20, 2017 - March 31, 2022
KESTRA ADVISORY SERVICES, LLC
July 21, 2015 - January 27, 2017
PENSION CONSULTANTS INC
June 4, 2015 - November 2, 2015
SECURITIES SERVICE NETWORK, LLC
December 5, 2014 - April 22, 2015
BMO INVESTMENT DISTRIBUTORS, LLC
August 1, 2012 - January 30, 2015
BMO HARRIS FINANCIAL ADVISORS, INC.
November 18, 2008 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
December 12, 2003 - February 4, 2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 30, 2002 - December 12, 2003
AMERICAN CENTURY INVESTMENT SERVICES INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/27/2026)
Exams
FINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 |
Red Flags
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