Scott C. Johnson

QUASAR DISTRIBUTORS

Shawnee Mission, KS 66205

Some features on this profile are disabled

CRD#: 2976687

Professional summary

Scott Charles Johnson is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Shawnee Mission, Kansas.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Charles Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2011 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 5420 W 61st Place, Shawnee Mission, KS 66205

CRD#: 103848

Shawnee Mission, KS

Past

July 14, 2008 - April 28, 2011

KANSAS CITY BROKERAGE. INC

CRD#: 32383

MERRIAM, KS

Past

April 30, 2008 - April 28, 2011

DEMARCHE

RIA

CRD#: 105500

OVERLAND PARK, KS

Past

May 19, 2006 - July 27, 2006

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OVERLAND PARK, KS

Past

October 3, 2005 - July 27, 2006

TD AMERITRADE, INC.

RIA

CRD#: 7870

OVERLAND PARK, KS

Past

October 3, 2005 - July 27, 2006

TD AMERITRADE, INC.

CRD#: 7870

OVERLAND PARK, KS

Past

November 19, 2004 - September 22, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

KANSAS CITY, MO

Past

November 12, 2004 - September 22, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 21, 2003 - September 24, 2004

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

September 24, 1998 - September 24, 2004

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(7/15/2011)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/18/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/23/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

IAR

Tarpon Springs, FL

Samuel Spanos

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Sea Island, GA

Trennon Udall

SEVENSUEDE INVESTMENT ADVISOR

IAR

Mesa, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott C. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Charles Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

KANSAS CITY BROKERAGE. INC

DEMARCHE

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

IVY DISTRIBUTORS, INC.

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 11/18/2004

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2004

Series 6

Date: 9/23/1998

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

Similar Advisors