Glenn A. Cunningham

GC ASSET MANAGEMENT

Temecula, CA 92590

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CRD#: 2976530

Professional summary

Glenn Anthony Cunningham, CFP®, who also goes by Glenn A Cunningham, is a registered financial advisor currently at GC ASSET MANAGEMENT located in Temecula, California.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Glenn has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Glenn A Cunningham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)RLX ENTERPRISES, LLC/FOUNDER/PRESIDENT - PROVIDES STRATEGIC PLANNING, MARKETING AND BUSINESS DEVELOPMENT COUNSULTING. CONSULTED TO AMBIENT CONTROL SYSTEM, INC UNTIL 3/08. START DATE 12/18/2008, APPROX 50HRS PER MONTH, NOT INVESTMENT RELATED. 2)1/10/2008 AIROPTIONS AVIATION, LLC; FOUNDER,PRESIDENT; SALARY; PRIVATE AIR CHARTER; APPROX 30 HRS PER MONTH,0 TRADING HRS; BUSINESS DEVELOPMENT. 3)01/2009 US MARINE CORPS; ACTION OFFICER; SALARY; MILITARY, NATIONAL DEFENSE. APPROX 60 HRS PER MONTH; TRADING HRS: 0; TRAINING SUPPORT 4) LICENSED INSURANCE PROFESSIONAL; SAME BUSINESS ADDRESS; NON-INVESTMENT RELATED; LESS THAN 5% OF BUSINESS HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Anthony Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

January 6, 2012 - Present

GC ASSET MANAGEMENT

Office #1: 43537 Ridge Park Dr Suite 100, Temecula, CA 92590

RIA

CRD#: 159324

Temecula, CA

Past

January 3, 2008 - December 31, 2011

BROKERSXPRESS LLC

RIA

CRD#: 127081

SAN DIEGO, CA

Past

January 2, 2008 - December 31, 2011

BROKERSXPRESS LLC

CRD#: 127081

SAN DIEGO, CA

Past

November 28, 2005 - January 2, 2008

NEXCORE CAPITAL, INC.

CRD#: 31893

SAN DIEGO, CA

Past

March 20, 1998 - October 3, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN DIEGO, CA

Past

January 7, 1998 - October 3, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/6/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/27/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/1998

General Securities Representative Examination

Current Firm

GC ASSET MANAGEMENT

GC ASSET MANAGEMENT | REALIZE ENTERPRISES, LLC

CRD#: 159324 / SEC#:

California

Registered Investment Advisory firm - (1/4/2012 Approved)

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Contact information

Main Address

43537 Ridge Park Dr Suite 100, Temecula, CA 92590

Mailing Address

43537 Ridge Park Dr Suite 100, Temecula, CA 92590

Phone number

(619) 227-4772

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 2,813,026

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Glenn A. Cunningham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Anthony Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Experience

GC ASSET MANAGEMENT

BROKERSXPRESS LLC

BROKERSXPRESS LLC

NEXCORE CAPITAL, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/27/1998

Series 7

Date: 1/6/1998

Current Firm

GC ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GC ASSET MANAGEMENT

TRUST BUT VERIFY

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