Mary E. Lanterman

CRD#: 2976407

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mary Elaine Lanterman, who also goes by Mary E Lanterman, Mary E Romero, Mary Elaine Romero, was a registered financial professional .

Mary is a previously registered financial professional and started their career in finance in 1998. Mary had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mary E Lanterman | Mary E Romero | Mary Elaine Romero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 26, 2026 - June 22, 2026

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Indio, CA

Past

February 2, 2023 - February 26, 2026

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Indio, CA

Past

December 12, 2017 - December 8, 2022

EL CAMINO REAL FINANCIAL ADVISORS

RIA

CRD#: 155883

RANCHO MIRAGE, CA

Past

May 11, 2015 - February 24, 2017

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

PALM SPRINGS, CA

Past

August 8, 2011 - December 31, 2014

EL CAMINO REAL FINANCIAL ADVISORS

RIA

CRD#: 155883

PALM SPRINGS, CA

Past

September 11, 2002 - February 17, 2010

GIRARD SECURITIES, INC.

CRD#: 18697

DESERT HOT SPRINGS, CA

Past

June 11, 1999 - September 19, 2002

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

October 5, 1998 - June 23, 1999

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

January 9, 1998 - October 9, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/8/1998

General Securities Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

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Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 12-2025 (12/10/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mary E. Lanterman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROOKSTONE CAPITAL MANAGEMENT LLC

EL CAMINO REAL FINANCIAL ADVISORS

SECURE INVESTMENT MANAGEMENT, LLC

EL CAMINO REAL FINANCIAL ADVISORS

GIRARD SECURITIES, INC.

SENTRA SECURITIES CORPORATION

FISERV INVESTOR SERVICES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/1998

Series 63

Date: 2/9/1998

Series 7

Date: 1/8/1998

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

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