Opal Barnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Opal Barnes, who also goes by Opal Janneha Barnes, Opal Barnes, was a registered financial professional .
Opal is a previously registered financial professional and started their career in finance in 2016. Opal had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2022 - August 17, 2022
GLP INVESTMENT SERVICES, LLC
February 27, 2020 - June 25, 2020
ALLSTATE FINANCIAL SERVICES, LLC
November 21, 2019 - December 23, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
March 14, 2016 - December 8, 2017
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLP INVESTMENT SERVICES, LLC
CRD#: 25450 / SEC#: , 8-41868
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
