Jessica L. Schieffer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Leslie Schieffer, who also goes by Jessica Leslie Mathers, Jessica Schieffer, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 1997. Jessica had worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2019 - January 30, 2026
FIDELITY BROKERAGE SERVICES LLC
April 17, 2012 - March 6, 2017
FIDELITY BROKERAGE SERVICES LLC
April 26, 2007 - March 27, 2012
NATIONAL FINANCIAL SERVICES LLC
December 14, 2006 - April 26, 2007
FIDELITY BROKERAGE SERVICES LLC
May 4, 2005 - December 14, 2006
FIDELITY BROKERAGE SERVICES LLC
September 17, 2001 - May 4, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
October 2, 2000 - February 1, 2001
FIDELITY BROKERAGE SERVICES LLC
August 14, 2000 - December 15, 2006
STRATEGIC ADVISERS LLC
November 24, 1997 - October 2, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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